Tuesday, July 3, 2007

Africa’s Story of Development and Debt Relief


At a packed conference hall in Arusha, Tanzania a Ugandan journalist, AndrewMwenda poses what he expects to be a thought-provoking but rhetorical question. The audience, notable for both its diversity and its international stature - corroborated by the presence of primatolagist Jane Goodall sitting next to Google's Sergey Brin - listen intently to Mwenda’s controversial and surprising story. Devout in his belief that foreign aid and debt cancellation undermine Africa’s development and should be discontinued, he asks, ‘Can you give me a single example of one country that was developed with aid? Just give me one example.’ From the audience comes an unexpected reply: ‘Bullocks!’

Famed U2 rocker-cum-philanthropist, Bono emerges noticeably frustrated; He answers that Ireland in the days of the potato famine is an example that Mwenda has failed to note. Bono would later lament, ‘You'd think somebody farted in here when the words “debt relief” came up…Well, I’ll tell you that 20 million children in Africa are going to school today as a direct result of debt relief.” Referring to the EU aid used to increase investment in Ireland’s education system he notes that, ‘the reason Ireland now has one of the hottest economies in the world and gets all this direct investment from companies like Google and Intel is that they realized Ireland had an extremely well-educated population.’ Bono has become one of the most famous and outspoken promoters of debt relief and financial aid to poor countries, particularly in Africa. Certainly, he is accustomed to resistance from obstinate states backtracking on pledges, he is even accustomed to resistance from powerful financial organisations, including the World Bank and the International Monetary Fund, but rarely has he been snubbed by those he hopes to help—individual Africans.

The venue for this debate is the TED Global Conference, a biennial event dedicated to ‘spreading ideas’ in Technology, Entertainment and Design, with a focus on International Development. Bono and his charitable organisation DATA (Debt Aids Trade Africa) were partly the inspiration for this year’s spotlight on Africa. Yet, the debate emerging from the TED Global forum, represents a growing drift in how the story of Africa is being told, one that does not necessarily correspond to Bono’s finite list of villains: debt, poverty and AIDS. Last year when NBC anchor Brian Williams travelled to Africa under Bono’s watchful-eye he heralded Bono as, ‘[leveraging] his own name to open doors, raise money and heal what ails an entire continent.’ But as experts outside the media spotlight are increasingly eager to highlight, what ‘ails’ the continent is not as simple as African debt.

Just 5 years ago, the debt relief dispute rang hollow. Those demanding debt relief, including Bono, did so on ethical grounds difficult to dispute. With the world’s poorest countries paying $100 million dollars each day in debt repayments, cancellation could mean the difference between life and death to the 41% of Africans who live on less than a Euro a day. Campaigners of debt relief like the European Network on Debt and Development (Eurodad), have challenged the legality of many of these loans, referring to them as illegitimate debts. This contention implicates poor lending practices, leaving responsibility for the debt shared between the debtor and the creditor. Paraguay made this argument in 2005, stating that it had no legal obligation to repay its loans on the grounds that the loans granted in the late 80s to Gustavo Gramont Berres, were made with the bank’s full knowledge that he had no legal right to request such loans. Similar cases of allegedly corrupt and fraudulent lending practices are cited across the developing world.

Champions of dept relief like Bono, and organisations like Eurodad, have summarised the case for debt relief as both a legal and a moral imperative, but as the TED Global Conference is indicating, the developing world has a batch of home-grown champions like Mwenda who argue for investment, grass-roots entrepreneurship, and African democratic accountability—not charity from richer nations. This message is slowly finding support in the West, including New York University economics professor William Easterly, a former research economist at the World Bank, and author of the best-selling book ‘The White Man’s Burden.’ He dramatically paints debt-relief activists like Bono as well-meaning villains when telling his version of Africa’s story; Easterly’s heroes are uniquely African. He explains in a recent Wall Street Journal article, that African entrepreneurs have ‘shown what they are capable of…for example, [launching] the world’s fastest growing cell phone industry.’ As for Bono, Easterly jokes that he ‘is a much better musician than economist.’ Ultimately the battle to tell Africa’s story is just beginning and as African voices like Mwenda’s find receptive audiences in the West, Bono may soon find that this is no longer his story to tell.

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Wednesday, May 16, 2007

DRAFT Dissertation Proposal – 14 May, 2007 ‘ICT in Conflict: What is obscured by ICT4Peace?’

Every technological innovation is ambiguous, with the potential for both utopia and dystopia.
Gustavo Lins Ribeiro (1997:4)

Introduction

Take a moment to watch Ridley Scott’s commercial for the 1984 introduction of the Macintosh computer.
What is dramatically depicted is a technology which, in the right hands, promises to liberate humanity from Orwellian tyranny and oppression. The advertisement even explicitly promises that ‘On January 24th Apple Computer will introduce Macintosh. And you’ll see why 1984 won’t be like “1984.”’ In 2007, we take for granted that Information and Communication Technology (ICT) provides services unthinkable, even 20 years ago. Satellites improve our spatial awareness, cell phones encourage constant communication, and laptops with wireless access to the internet allow for uninterrupted access to the ‘Information Society.’ Conversely, advanced satellite technology allows state militaries to gather intrusive and private information, and terrorists can use cell phones as explosive detonators; such has been the Western experience with technological modernity. From this experience stems a particular rationality, a way of viewing the role of technology in our lives, one not unlike that depicted in the 1984 Apple ad as a strong, liberating and perfecting force, when combined with noble Western intentions. Avgerou (2002) refers to this as ‘techno-economic rationality’ and suggests that it is instrumental to how Western developed societies define problems and determine solutions (2). Consequently, Western ‘problems’ like global warming, interstate conflict, and international development, come to be viewed as problems of technology, thus their solutions are viewed as equally technological in nature. Of interest to this particular research proposal is the problem of ‘failed states’ and the twin challenges of peacekeeping and peace building in conflict areas. In the legacy of the Information Systems approach to development, and the more recent field of ICT for development (generally referred to as ICT4D), ICT4Peace is a growing field of academic, and political interest. ICT is generally understood to ‘encompasses the full range of the production, distribution and consumption of messages, across all media from radio and television, to satellite to Internet,’ (Wilson 1998: 6) however for the purposes of this dissertation, those forms of ICT that are the most relevant to the modern conflict community, specifically PCs (Personal Computers) including laptops, mobile phones and other communications devices that use the Internet, including VoIP (Voice over Internet Protocol) shall be highlighted. Sanjana Hattotuwa (2004) suggests that ICT4Peace ‘is the use of enabling technologies to augment existing stakeholder interventions, enable hitherto marginalised actors to participate more fully in peacebuilding processes, empower grassroots communities and bring cohesion to the incredible range of activities on multiple tiers that are an intrinsic part of full-field peacebuilding and conflict transformation’ (12).

ICT4Peace takes several instrumental forms; (i) operationally, ICTs are a tool and support mechanism for military, diplomatic and civil peace practitioners, allowing for the coordination of complex logistics and the management of relief operations, helping to control the rapid flow of information, supplies and people in the field of conflict zones; (ii) programmatically, ICTs are increasingly understood as specific tools that can help failed and developing states to ‘“leapfrog” over traditional barriers to development by enhancing governance, empowering citizens, facilitating regional development and national economic integration with the global economy, and offering new opportunities to combat poverty’ (Rohozinski 2003: 4); (iii) finally, the most recent application of ICT is its peace building application, it’s use ‘as a potential medium through which to link up the members of communities torn apart by war—to allow them to communicate and cooperate together, to thereby build bridges of peace’ (ibid). Certainly, the foundations of the discipline of ICT4Peace are heavily rooted in the West’s unique experience with technological modernity. Avegerou, in criticizing this approach to development has claimed that ‘[most] information systems professionals, indoctrinated in the rationality of modernity, have little capacity to recognise the clashes of rationality they encounter when they strive to emulate the effects that ICT has “enabled” in the western economies in the context of developing countries’ (Avgerou 2000: 12). This dissertation ventures to understand: in what ways the dominant discourse surrounding ICT4Peace possibly obscures alternative understandings of the effects of ICT in conflict zones? This research question, related to critical theories of rationality and modernity, hopes to employ a practical rather than theoretical appraisal. In his critique of ICT4D Heeks (2002) has lamented that ‘only a tiny fraction of theory-related papers focus on practical implications in their conclusions.’ This dissertation intends to validate Heeks' conclusion that ‘the ultimate purpose of theory must be not just to provide a better understanding of the world but also to provide the basis for better interventions in that world’ (Heeks 2002). Subsequently this dissertation hopes to discover the theoretical and ideological foundations of the ICT4Peace movement, as depicted in the dominant discourse, and suggest areas of where a practical critique indicates flaws. Such a critique begins with intensive analysis of the ICT4Peace discourse as presented in an extensive literature review, partitioned into the three primary applications of ICT4Peace previously mentioned: (i) operational applications, (ii) programmatic applications and (iii) peace building applications. Such a literature review will also examine the limited research to date on ICT4Peace, the most authoritative example being the United Nations ICT Task Force report, ‘Information and Communication Technology for Peace: The Role of ICT in Preventing, Responding to and Recovering from Conflict’ (Stauffacher, Drake, Curion, et al. 2005). The literature review is expected to demonstrate that the ICT4Peace discourse is overall unreflective of reality and based on what Rohozinski (2003) suggests are Western ‘neutral, liberal and positive’ assumptions about the potential of ICTs in conflict zones (8).

Once the literature review has demonstrated these assumptions, the critique that follows will be based on the practicalities of conflict zones which the dominant discourse fails to address or consider. This practical critique will address each of the dominant assumptions individually including: (i) the belief that ICTs encourage equality, (ii) that transparency and information flows are democratizing and conducive to peace, and (iii) that ICTs encourage peace building through grassroots involvement. Finally, this dissertation proposes to examine the Government out of the Box initiative (GooB)*, an ICT4Peace case study that is still in the development stages, to examine the extent to which the dominant ‘neutral, liberal and positive’ discourse is shaping its progress, and perhaps obscuring alternative understandings of its possible effects. By examining the GooB initiative, this essay proposes to highlight how overlooked institutional assumptions may affect the design of ICT4Peace initiatives and impact the social compatibility of Western products in conflict zones.

This paper hopes to steer clear of both Technological Determinism, which Feenberg (1999) has aptly described as ‘a cheerful doctrine of progress’ (3) as well as Technological Essentialism which suggests that ‘there is one and only one “essence” of technology and it is responsible for the chief problems of modern civilization’ (ibid). Ultimately the goal of this dissertation is not to discredit ICT4Peace, but rather to focus attention on alternate understandings of the possible impacts of ICTs in conflict zones, thus providing the basis for better understanding and better interventions. Western society has rarely found need to assess the social implications of technology, as ‘common sense instrumentalism treated technology as a neutral means, requiring no particular philosophical explanation or justification,’ (Feenberg 1999:1) but as ICT4Peace initiatives lay claim to ‘failed’ and ‘fragile’ states, it would be irresponsible not to consider the alternate implications of ICT in these countries. To appreciate the value of such a critique, it is useful to recall the hard lesson learned in the field of international development that, despite benign humanitarian intentions, food aid in the hands of local warlords can become a powerful and destructive weapon (Rohozinski 2003:8). This proposal began, by noting the possible utopic and dystopic features of every technological innovation, it is only by considering and tempering the two possibilities that responsible ICT4Peace interventions can proceed.


Dissertation Outline and Timeline


Chapter 1 – Introduction and Explanation of terms

Chapter 2 (June 15) – Critical Literature Review:

(a) The history of social theories of technology

(b) ICT4Peace current research

(c) ICT4Peace applications:

(i) operational applications

(ii) programmatic applications

(iii) peace building applications

Chapter 3 (June 15) – Discussion of findings, trends, and assumptions of the dominant discourse

Chapter 4 (June 30) –Practical critique of dominant discourse:

(i) ICT encourages equality?

(ii) transparency and information flows are democratizing and conducive to peace?

(iii) ICT encourages peace building through grassroots involvement?

Chapter 5 (July 15) – Case Study: Government out of the Box

Chapter 6 (July 30) – Conclusions


Month of August: Revisions and Formatting

September 1st: Submission


Preliminary Literature Review:


The Research Value of the Proposed Dissertation

Rigorous academic critiques of ICT4Peace are sparse, there is nonetheless a great tradition situated within the realm of critical development theory and social theories of technology that endeavour to problematise ‘the grand narratives that have defined development thinking, be that the entrenchment of markets, the progression of capitalism or […] the emergence of an information society’ (Wilson 2001: 2; see Escobar 1988 as an example). Previous to these critiques were the critical theorists of modernity and technology including Mumford and Marcuse who respectively warned of ‘authoritarian technics’ (Mumford 1964) and Western ‘scientific-technical rationality’ as political systems of domination (Marcuse 1964). Marcuse, adopting a Marxist perspective, suggested that the Western regard for science and technology served a particular hierarchical structure of power and class and reinforced the ‘rationality of the free market [… maintaining] the unequal relations fostered by capital accumulation’ (Avgerou 2000: 5). Thus, the historical critique of technological modernity suggests that the fundamental principal that has come to distinguish “modern” Western society from “traditional” societies is the belief that man can be improved by reason alone (Touraine 1995). This is the theoretical backbone in which the ICT4Peace movement is grounded. Emanating from the conviction that science and its technological products are beneficial to human progress and improvement, ‘children of both globalism and the computer age see themselves as creating a new world mediated by hi-tech, where access to the network is both a sort of post-modern liberation and the experience of a new democratic means’ (Ribeiro 1997: 3). In addition to its positivist theoretical foundations, ICT4Peace owes it’s genesis to the historical climate within which it evolved.

The end of the 20th Century witnessed unprecedented international interventions in conflict zones across sub-Saharan Africa, Asia, the Middle East and the southern borders of Europe, driven largely by the magnitude of human suffering in these areas and ‘in part by hope for the “peace dividend” that was to accrue with the end of the cold war’ (Rohozinski 2003:2). Mark Duffield (2005) suggests that this period experienced a ‘securitisation’ of international development, as the Cold War Era’s geopolitics (the security of the state) were replaced with the Humanitarian Era’s biopolitics (the security of populations). In other words, ‘international danger now equates with the unsecured circulatory flows and networked interconnections associated with the social, economic and political life of global populations’ (Duffield 2005: 143). Thus, this period witnessed a shift away from more traditional and limited interventions, intended to curb violence and provide humanitarian aid, towards a more comprehensive social transformation of these areas, applying the liberal levers of development, positivist notions of progress, and exercises of good governance and market reform. The stated goals of these ventures were to ‘transform conflict zones from nests of Hobbesian atavism and poverty into modern, liberal, market-oriented democracies’ (Rohozinski 2003:3). Based on the West’s own experiences with technological modernity, development and relief practitioners came to consider ICTs as neutral devices of communication and information transmission, while simultaneously ‘harboring strong expectations for the positive development and peace-building potential that they may enable’ (ibid: 4). Hence critical development theory views the premise and practice of ICT4Peace initiatives as a product of positivism, and the belief that by applying rational science and reason, desired and beneficial results may be achieved (ibid). This belief is understandable considering that Western experience with ICTs have largely conformed to the norms of liberal industrialized societies, which as Rohozinski (2003) is quick to add, are ‘the societies in which these technologies were first developed and who continue to predominate globally as core users’ (17). However, the question remains if this Western support for equating ICT with progress and peace is adequate substantiation for the large scale experimentation with ICT4Peace initiatives currently underway or proposed in conflict areas.

Proponents of ICT4Peace cite the Zapatista ‘Netwar’ in Chiapas, Mexico as conclusive evidence that ICTs are both changing the nature of social conflicts and making them more peaceful. By using fax machines, satellites communications, and the internet, ‘[what] began as a violent insurgency by a small indigenous force in an isolated region was thus transformed and expanded, within weeks, into a non-violent, less overtly destructive, but still highly disruptive movement that engaged the involvement of activists from far and wide and had both foreign and national repercussions for Mexico’ (Ronfeldt 1998: 4). Despite the tremendous coverage and analysis of the Zapatista uprising since the height of the conflict in the early 1990s**, it is unclear how relevant the event is to modern ICT4Peace initiatives. World internet use has increased by more than two hundred percent in the last seven years alone (Internet World Stat 2007), and was in only its nascent stages of acceptance at the height of the Zapatista uprising in 1993-1995. Much of the attention that the uprising was able to generate, and therefore the political concessions garnered, were linked to the novelty of the medium.

What the ICT4Peace literature lacks is an attempt to challenge its largely unsubstantiated assumptions, and discern the practical implications of its interventions. The suggestion that ICTs can unite and build bridges between warring parties in conflict areas, remains more of a theoretical intention that a practical reality. Rohozinski (2003) posits that ‘the liberal values that buttress this perspective […] may severely underestimate the various forms of structural violence that separate communities in conflict, and which often remain even after the cessation of physical violence (6). Western understanding of technology is intimately linked to the grand social transformations it is assumed to engender. These assumptions must be intensively deconstructed, and the practical realities of these interventions better understood before they can responsibly be applied to areas acknowledged to be ‘fragile.’

Extended Bibliography


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*The GooB is ‘a concept for a ready-made public administration and management ICT based toolset for the purposes of state-building. The idea is to give a new national government an infrastructure to build a local civil service quickly, hence creating national ownership and a local capacity for delivering services. The GooB-concept is aimed to support the existing international state-building efforts by involving local administrations early on and building their capacity to handle basic administrative things, such as citizens registers, financial flows, etc’ (Stauffacher, Drake, Curion, et al. 2005).

** Scholar finds nearly 3000 entries containing the search term: Zapatista technology.

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Sunday, May 13, 2007

The Noble Lie: ethical considerations and the lead up to the 2003 Iraq War


The Noble Lie: ethical considerations and the lead up to the 2003 Iraq War


‘The 2003 war in Iraq is important because it represents the first

time a group of intervening states have justified their actions by referring to the humanitarian outcomes that were produced by acts primarily motivated by non-humanitarian concerns’ (Bellamy 2004)

Introduction

Although there can be no doubt of Saddam Hussein’s “vicious inhumanity,” in light of the quarter of a million murdered or “disappeared” Iraqis during his last twenty-five years of Ba’th Party rule, there is also little dispute that by March 2003 Hussein’s killings were waning (Roth 2004). As many critics of the war are increasingly eager to note, justifying the war in Iraq as a ‘humanitarian intervention’ is a difficult case to make1. In fact, several of the most respected humanitarian organisations including Amnesty International and Human Rights Watch have criticised the US administration’s humanitarian claims, suggesting that they threaten the legitimacy of future ‘valid’ humanitarian interventions (ibid). However, without casting judgement on whether the 2003 war in Iraq was a ‘humanitarian intervention’, the question remains as to why US officials ascribed such a prominent position to ethical considerations in the lead up to the war. The most prominent and critical explanation proposes that U.S. ethical claims were merely a ‘smokescreen created by Bush in order to camouflage other secret goals in Iraq,’ (Tunc 2005: 348) namely oil and imperial expansion.

Like all conflicts, a number of factors undoubtedly motivated the U.S. administration’s decision to go to war, and as Michael Ignatieff (2003) has judiciously suggested, ‘oil is not the whole story.’ As this essay contends, using ethical considerations to legitimise actual strategic motives is an important, but not complete, depiction of the Bush administration’s neoconservative agenda. While justifying intervention in Iraq on the basis of the democratic freedoms and human rights of Iraqis, may have been a means to obscure the U.S.’s bellicose ulterior motives, ethical considerations are also a primary goal and an intrinsic facet of the neoconservative theory reflected in the Bush doctrine (Mearsheimer 2005: 1). The 2002 National Security Strategy clearly promotes a foreign policy ‘that reflects the union of our values and our national interests’ (Bush 2002: 1). Thus the neoconservative idea that ‘effectively link[s] morality […]’ in the form of human rights and democracy, ‘to a strategic purpose (defeating terrorism)’ (Heinze 2006: 21) played an important role in the decision to intervene in Iraq. Consequently, ethical considerations are both a means and an end to assuring the promotion of the neoconservative concept of the ‘national interest.’

This paper begins with a depiction of the neoconservative understanding of the ‘national interest,’ including the stature bestowed upon ethical considerations such as democracy promotion and human rights. This description also elaborates upon why ethical considerations were an integral component of the neoconservative strategic rationale for war, insofar as they were believed to strengthen U.S. security interests. Additionally, while neoconservative theory does value ethical considerations as an end goal, ethical claims also represent a means of achieving the national interest, by legitimising what the administration expected to be a unilateral and illegal intervention. By obscuring its ulterior motives and lending legitimacy to the Bush doctrine’s pursuit of regime change, ethical considerations are reminiscent of Plato’s favoured concept among notable neoconservatives (Drury 2003), of the ‘noble lie.’ The ‘noble lie’ represents a story with perhaps misleading or fictitious details, at the heart of which lies a profound truth (ibid). Paraphrased by former Secretary of Defence, and renowned neoconservative Donald Rumsfeld, in regard to the Iraq war, ‘strategic truths sometimes need to be defended by a “bodyguard of lies”’ (Mason 2004:1). In this capacity ethical justifications were utilised by the Bush administration to deflect criticism, appeal to a domestic audience and legitimise an unsanctioned regime change. The profound truth of the Bush administration’s ‘noble lie’ is that ethical considerations are an important end goal of the neoconservative agenda, as well as the means used to legitimate their genuine, but ultimately misguided, motives.

Neoconservatism: Idealism with Teeth2

Ethical considerations were by no means the earliest or most prominent justifications for war given by the Bush administration. Although Saddam’s cruelty and tyranny were often mentioned, it was only in the absence of evidence of Iraq’s weapons of mass destruction (WMD) and ties to Al Qaeda that ideological justifications came to the fore. This fact prompted speculation among scholars and the media alike, that the U.S.’s true motives were rooted in the selfish promotion of national interests, predominately understood as the wealth generated from control of Iraqi oil supplies. While assuring access to a reliable source of oil no doubt factored into the decision to go to war, Hakan Tunc (2005) is correct to point out that America could have both satisfied oil companies, and its long-term needs for oil by lifting sanctions on Iraq’s oil sales and cutting deals with Saddam (338). Instead, US foreign policy during this period is a reflection of the neoconservative understanding of the ‘national interest’ which combines realist demonstrations of American power and resolve, with idealist notions of democracy promotion and human rights (ibid: 350).

Francis Fukuyama (2006) describes three tenets of neoconservatism as: a concern with ideology and the internal politics of states; ‘a belief that American power can be used for moral purposes’; and scepticism towards the efficacy of international law and organisations. Such a calibration of beliefs necessarily results in a very particular understanding of the national interest. Neoconservatives pride themselves on going beyond its ‘narrow, too literal definition’ and looking towards a national interest ‘defined by a sense of national destiny…not a myopic national security’ (Kristol 1983: xii). As the “Godfather of neoconservatism,” Irving Kristol explains, that since the U.S. is a large, powerful nation whose identity is ideological in nature, the national interest must inevitably also be ideological, in addition to the more traditional material concerns of states (Kristol 2003: 25). Previous to the Iraq war his son William Kristol, in considering whether this posture would provoke animosity from the rest of the world, concluded that ‘[it] is precisely because American foreign policy is infused with an unusually high degree of morality that other nations find they have less to fear from its otherwise daunting power’ (Fukuyama 2006). Thus, this pre-occupation with idealism is also believed by neoconservatives to confer specific strategic benefits to the U.S. ‘In other words, this was idealism not for its own sake, but was closely linked to a strategic imperative of reducing terrorist impulses associated with radical ideas. The neoconservatives believed that replacing the Saddam regime with a democratically elected government was central to a political transformation of the entire Middle East […]’ (Tunc 2005: 347).

The idealistic strategic rationale for war was expressed clearly by many members of the administration. Bush suggested that ‘I think a free Iraq is going to influence Iran . . . I think [war on terrorism] is a long-lasting ideological struggle,’ (Tunc 2005: 349) and Vice President Cheney declared that ‘[w]hen the gravest of threats are eliminated, the freedom-loving peoples of the region will have a chance to promote the values that can bring lasting peace […] Extremists in the region [will] have to rethink their strategy of Jihad’ (Cheney 2002). For neoconservatives, the greatest strategic advantage of ethical considerations is that, in the words of Congressman Newt Gingrich, ‘the advance of freedom is the surest strategy to undermine the appeal of terror in the world’ (Simes 2003). Beyond just striking a blow against international terrorism, neoconservative theory suggests that ethical considerations contribute to the strategic concept of “bandwagoning”, or “reverse-domino theory.” Hence, the strategic benefit of ideology is that other hostile states in the region, facing overt displays of American dominance, ‘will jump on the American bandwagon rather than risk death’ (Mearsheimer 2005: 2). The believed strategic benefits of the institutionalization of democracy and human rights, across the Middle East, as a result of bandwagoning are two-fold: first, neoconservative theory suggests that democracies are usually U.S.-friendly (Tunc 2005: 348), and second in free and democratic societies radicalism and Jihadism loose their appeal. Thus, ‘the goal of spreading democracy and freedom was then a strategic US interest, not only a moralistic policy’ (ibid).

Criticising such an approach to foreign policy Dimitri Simes (2003) posits that ‘the principal problem [with neoconservatism] is the mistaken belief that democracy is a talisman for all the world's ills, including terrorism, and that the United States has a responsibility to promote democratic government wherever in the world it is lacking.’ In suggesting that neoconservatives feel a need to intervene in the name of ethical considerations everywhere on earth, Simes has greatly misinterpreted the neoconservative attitude toward ethics and intervention; after all, neoconservatism is meant to be idealism with teeth. Answering the question of where to intervene and where to bring democracy, the noted neoconservative theorist Charles Krauthammer (2004a) has proposed a single criterion: where it counts. According to Krauthammer the neoconservative axiom is that, ‘[we] will support democracy everywhere, but we will commit blood and treasure only in places where there is strategic necessity’ (ibid). Therefore, although ethical considerations are of prime concern to the neoconservative agenda, they are only directly linked to foreign policy and intervention when they confer strategic advantage. The reason for this posture is that neoconservative theory surmises that ideological interventions will only succeed, when the strategic benefits are great and correctly perceived domestically as such. As examples, Krauthammer cites the unsuccessful interventions in Haiti and Somalia, insisting that ‘we failed because we correctly understood that nation-building is a huge task and that these places were not remotely worth the cost’ (Krauthammer 2004b: 23).

Thus, ethical considerations influenced the Bush administration’s decision to go to war in Iraq, because in addition to the ideological strategic benefits wagered, there was a great deal of material reward at stake as well. Neoconservatism, seeks to use the U.S.’s vast military supremacy to support its security interests and ethical considerations simultaneously. Ultimately, regime change in Iraq looked, according to the neoconservatives, as having all the makings of a noble and successful intervention. Convinced of the rightness and strategic advantage of regime change, obtaining international approval ceased to be ‘a high priority for the White House, which believed that it would be vindicated by military success’ (Rubin 2003). In anticipation of a unilateral and possibly illegal intervention, ethical considerations also served as an important means to legitimise regime change, deflect criticism, and appeal to a domestic audience.


The Responsibility to Pre-empt

Much of the criticism that the U.S. faced before and after the war has been based on the concern that the U.S. was determined to go to war in Iraq, regardless of international sanctions or support in favour of the intervention. In fact, this is probably true given the strategic and military rewards of intervention promised by neoconservatives. As William Kristol declared in August of 2002, ‘[t]he debate in the administration is over. The time for action grows near.’ However the administration recognized that such bellicose determination would not be viewed favourably by the international community or the domestic electorate. Consequentially, the administration felt it necessary to use, in Paul Wolfowitz’s words, ‘murky’ evidence to justify force (Ignatieff 2003), and ethical claims to legitimise its actions. Similar to Plato’s concession that ‘noble lies’ are sometimes necessary to ‘help secure legitimacy for [the] Republic’ (Archard 1995: 473), there can be little debate that ‘in justifying his actions to the American people, the president was, at the least, economical with the truth’ (Ignatieff 2003).

Bush’s aggressively neoconservative doctrine as laid out in the 2002 National Security Strategy paved the way for the possibility of unprecedented pre-emptive action in the Middle East. Even in the absence of UN approval or international support, the administration understood that greater legitimacy would minimise resentment towards American forces in Iraq and the Middle East (Rubin 2003). Thus, although determined to depose the regime, the administration also sought to use ethical justifications to legitimise unsanctioned pre-emptive action. Ethical concerns are a highly viable justifaction for pre-emption considering the many recent humanitarian interventions which have proceeded without UN Security Council authorisation. Largely accepted without criticism as legitimate by international society, they include the 2001 South African intervention in Burundi, the 2002 multinational force in the Central African Republic, as well as the French intervention in Cote d'Ivoire. In fact in the same year as the 2003 war in Iraq, four other interventions were launched, without UN approval, in the name of ethical considerations: the African Union intervention in Burundi, the ECOWAS intervention in Liberia, the EU operation in Macedonia, and the Australian-led intervention in the Solomon Islands (Bellamy 2004). The U.S.’s own experience with Kosovo in 1999 suggested that UN approval was not essential to legitimately and violently intervene. In fact a commission of experts, reflecting on the legality and legitimacy of NATO’s war in Kosovo found the conflict to be ‘illegal but legitimate’ (ibid), a view that Alex Bellamy (2004) suggests ‘accurately reflects sentiment in international society.’

In Nicholas Wheeler’s seminal work on the subject, Saving Strangers: Humanitarian Intervention in International Society (2000), he proposes that there is a legitimate ‘“humanitarian exception” to the non-intervention rule’ (162). The corollary to this suggestion, proposed by the UN is “The Responsibility to Protect.” This principal holds that ‘UN member states have a responsibility to protect the lives, liberty, and basic human rights of their citizens, and that if they fail or are unable to carry it out, the international community has a responsibility to step in’ (Feinstein & Slaughter 2004). The U.S. administration might reasonably have assumed that emphasising ethical considerations would legitimise their drive for war, even in the absence of direct UN endorsement. The Bush administration might also have concluded, based on the lessons of past interventions, that although their motives may be doubted prior to the intervention, vindication would follow their victory. Similar to this argument is Wheeler’s (2000) suggestion that the motives of interveners are less important, when judging the legitimacy of an intervention, than the positive humanitarian outcomes that are achieved (38). This principal, legitimises interventions where humanitarian outcomes where achieved despite the ulterior motives of the interveners. India’s intervention into East Pakistan during the Bangladesh war of 1971, Vietnam’s overthrow of Pol Pot’s murderous Khmer Rouge regime in Cambodia in 1979, and Tanzania’s use of force, ostensibly to repel an invasion by Uganda in 1978-79, which ultimately resulted in the overthrow of the brutal dictator Idi Amin, are all relevant examples (Heinze 2006: 23). In this capacity, the US administration hoped that its declared ethical justifications would provide ex post facto international legitimacy to their intervention.

Although ethical considerations played a large part in the US’s attempt to justify intervention to the world, its nearly-unilateral actions, with little outright support from the international community demonstrate that international perception is not a pressing concern to the neoconservative agenda. On balance, neoconservatives are supicious of multilateralism, and the possibility of being constrained by outside states. However, this lack of concern does not extend to domestic audiences who, to paraphrase Krauthammer, must correctly perceive the magnitude of the stakes involved in the neoconservative agenda (2004b: 23). The American public found Bush’s warnings that their security was directly at risk to be the most compelling rationale for war; (Pfiffner 2004) however, suspecting that evidence of WMD or ties to Al Qaeda might not be forthcoming, the Bush administration relied on ethical considerations to bolster its support. Anatol Lieven (2004) notes that the years surrounding the Iraq war have witnessed an American people ‘more sharply and evenly divided along party lines than at any time in modern American history’ (3). Consequently, ethical concerns were an ideal means to unite support for the Bush administration’s efforts. Lieven further suggests that principles of human rights and democracy are the foundation of American civic nationalism, and are held with ‘almost religious fervour,’ having the special role of holding a disparate nation together (ibid). According to Kristol there is a strong revolutionary element to American patriotism that ‘arises out of hope for the nation’s future, distinctive greatness,’ and ‘a sense of national destiny’ (1983: xii). The American public is thus highly receptive to ethical considerations, and in the lead up to the Iraq war were willing to forgive the administration’s inability to produce direct evidence that their security was in jeopardy. Stated more critically, although the plan was ‘megalomaniac, completely impracticable […] and totally unacceptable to most of the world. Because, however, this programme was expressed in traditional American nationalist terms of self-defence and the messianic role of the US in spreading freedom, many Americans found it entirely acceptable, and indeed natural’ (Lieven 2004: 5).

Conclusion

‘History has not been kind to those nations which ignored or flouted the rights and aspirations of their people’ (Bush 2002: 3).


‘History will judge harshly those who saw this coming danger but failed to act’ (Bush 2002: ii).


The 2002 National Security Strategy speaks of history as a living, judging deity, and accordingly, the Bush administration believed that an intervention cloaked in ethical considerations, and based on the strategic value of democracy and human rights, would find vindication when viewed with the ‘distance of history’ (ibid: 5). Supporting this belief, Heinze has written in 2006 that, ‘what matters, then, is whether the intervention in fact promotes human rights, not whether the resort to force was motivated entirely out of a desire to do so’ (Heinze 2006: 24). Considering this, it is relevant to note a unique, but often over-looked feature of Plato’s ‘noble lie,’ that indicates that both the citizens and their rulers are meant to believe it. Plato was ‘looking for a way to give citizens a sense of unity, and Guardians a reason to care for the common people as if they were their brothers’ (Garner 1993: 88). In the case of ethical considerations, it seems clear that both American citizens believed the ethical justifications for war, and the neoconservative administration believed that ethics were a primary motive at the heart of the intervention.

Accordingly, such a conclusion paints a different picture of Bush’s neoconservative agenda, than the one depicted by his harshest critics. Rather than an intervention ‘excoriated as an imperial misadventure, justified in the language of freedom and democracy but actually prosecuted for venal motives: oil, power, revenge, political advantage at home and nefarious designs abroad,’ (Ignatieff 2003) this essay suggests that neoconservative theory led to a misguided, but genuine, belief that the imposition of American values in the Middle East would result in enhanced American security, newfound allies, U.S. material advantage as well as a greater standard of living for all Iraqis. This ‘morally right, but politically wrong’ (Brown 2006) interpretation is by no means meant to mitigate the Bush administration’s culpability for their actions. That, their ethical motives were genuine holds little value in light of the escalating civil war in Iraq and the Iraq Study Group’s recent report stating that ‘the situation in Iraq is grave and deteriorating. There is no path that can guarantee success’ (Baker & Hamilton 2006); even ‘noble’ failures must be accounted for. A noted historian has suggested that the tension we sense in U.S. foreign policy ‘is not one between idealism and realism at all, but between competing conceptions of what is both moral and realistic’ (McDougall 1997: 9). In accounting for the prominent position ascribed by US officials to ethical considerations in the lead up to the 2003 Iraq War, it seems clear that the neoconservative agenda was dominated heavily by American values, at the expense of what was realistic.

Ethical considerations were both a means and an end to achieving what the Bush administration believed to be ‘the national interest’ according to neoconservative theory. As Francis Fukuyama has asserted: ‘The problem with neoconservatism's agenda lies not in its ends […] but rather in the overmilitarized means by which it has sought to accomplish them’ (Fukuyama 2006). The ‘distance of history’ (Bush 2002:5) that Bush spoke of prior to the war now reveals that violent deaths in Iraq occur at a rate three times of that previous to the invasion, (Bloomberg School of Public Health 2006) a consequence of a war justified with ethical considerations. It seems certain that the international community is not willing to vindicate the Bush administration’s ‘noble lie,’ and the question remains how history will judge a nation who’s conviction in the rightness of their beliefs resulted in a unilateral, and illegal invasion, costing the lives of more than half a million Iraqis, (ibid) twice as many as those directly linked to Saddam.

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1 Although difficult, such a position is not impossible to make. For a convincing argument that the war in Iraq constitutes a humanitarian intervention see Cushman 2005a.

2 This title is in reference to Mearsheimer’s (2005) description of neoconservatism as ‘Wilsonianism with teeth’ (1).

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